FCA Regulatory Updates
Our clients benefit from the swift dissemination, analysis and explanation of FCA regulatory updates.
These expert briefings cut through the jargon to clarify the changes introduced by the regulator.
It is often the case that even the clearest communications from the regulator need interpretation and application at the business level.
With the new direction the FCA are taking with their Consumer Duty, it is imperative for firms to have regular briefings on any new rules and regulations. From our other clients, we are able to share practice from peers in your sector as how they are adapting to the changes
Our regulatory updates explain the reasoning behind the FCA’s changes and, crucially, how they specifically impact a business’s systems and controls.
There is a seamless integration between our FCA regulatory update service and our policies and procedures service. The regulatory update informs the work of the creation and adaption of policies and procedures, which means implementation is streamlined.
BESPOKE BRIEFINGS
Changes to FCA rules and the introduction of best practice guidance are often detailed documents that attempt to cover many sectors of financial services simultaneously.
The FCA policy documents need to cover many contingencies relating to the complexity and size of all these firms.
IFA Consultancy clients benefit from our expert focus on the rules that apply to their business alone and our experience in devising strategies that similar-sized IFA firms have found successful for implementing the new rules.
To learn more about our FCA Regulatory Updates service from our Principal Consultant, Kevan Thorn, please call
01253 746755, request a call back or email us.
There is no charge for this initial consultation.
