About Us

30 years’ IFA and FCA
compliance experience

For Your Personal, No Obligation, Initial Consultation Call 01253 746755.

IFA Consultancy was founded in 2004 specifically to provide specialist IFA compliance support services  to directly authorised independent financial advisers. 

Demand for our expertise has grown alongside the increasing regulatory burden faced by IFAs.

Typically we serve SME retail firms by providing a highly informed and responsive outsourced compliance service. Think of us as an on-demand and extremely cost-effective ‘Compliance Department’.

IFA Consultancy’s clients span firms with existing Financial Conduct Authority (FCA) registration as well as those new to regulation.

In addition to IFAs we also provide compliance consultancy to other regulated businesses such as insurance and mortgage brokers.

An insider’s eye

IFA Solutions

How Can We Help?

IFA Consultancy serves directly authorised independent financial advisers from across the UK with both face-to-face and remote IFA compliance advice and services. The Consultancy is headquartered in modern offices located less than half a mile from junction 4 of the M55 and only 13 miles from both the M6 junction 32 and Preston railway station. 

Our Professional Association

Committed to ethical and professional excellence, we are a member of the Association of Professional Compliance Consultants (APCC).

The APCC seeks to actively enhance the professional standards of compliance consultants. It fosters liaison with the FCA, provides its members with regular technical briefings and further promotes best practice through adherence to the association’s core principles.

These embrace integrity, competence, objectivity, professional standards, confidentiality and good repute.